Compliance Director, Japan
Global Real Estate Investment Manager | Tokyo
A leading global real estate investment manager is seeking an experienced Compliance Director to lead its Japan compliance function. This is a highly visible leadership role supporting a sophisticated real estate investment platform and partnering closely with senior management across Japan and APAC.
Key Responsibilities
- Lead and oversee the Japan compliance program across regulated investment advisory and private placement activities.
- Provide strategic compliance advice to senior leadership on regulatory obligations and business initiatives.
- Monitor regulatory developments and assess impacts under the Japanese Financial Instruments and Exchange Act (FIEA).
- Conduct compliance risk assessments and execute a risk-based compliance monitoring programme.
- Enhance policies, procedures, controls, and governance frameworks.
- Prepare regulatory and internal compliance reports.
- Deliver compliance training and foster a strong culture of compliance.
- Partner with regional and global compliance stakeholders on cross-border initiatives.
- Support compliance matters across other APAC jurisdictions as required.
Requirements
- Minimum 7 years of asset management compliance experience.
- Strong knowledge of Japanese Financial Services Agency (FSA) regulations and the Financial Instruments and Exchange Act (FIEA).
- Experience supporting regulated investment management, advisory, and private market activities.
- Exposure to private markets, real estate, or alternative investments preferred.
- Native or fluent Japanese and strong English communication skills.
- Strong stakeholder management, analytical, and problem-solving capabilities.
- Bachelor's degree or above.
Why Join?
- Standalone leadership role for Japan Compliance.
- Direct reporting line into international compliance leadership.
- Significant interaction with senior management and investment professionals.
- Regional exposure across Asia Pacific and global compliance teams.
- Opportunity to join a highly regarded global alternatives investment platform with a growing presence in Japan.
For a confidential discussion regarding this opportunity, please apply directly or contact us for more information.
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