My client, a global fintech firm is seeking for a Head of Compliance for their Singapore Office.
The Role
- Monitor and interpret MAS regulations, including SFA, FAA, SF(LCB)R, FAR, and exchange rules, ensuring ongoing regulatory compliance.
- Develop, review, and maintain compliance policies, procedures, and regulatory reporting frameworks.
- Advise business stakeholders on regulatory obligations, conduct matters, and policy compliance.
- Review and approve marketing and promotional materials to ensure compliance with regulatory requirements.
- Lead AML/CFT, sanctions, and financial crime compliance frameworks, including transaction monitoring and due diligence.
- Investigate suspicious activities, manage sanctions screening, and prepare Suspicious Transaction Reports (STRs) where required.
- Conduct trade surveillance, monitor fund movements, and perform second-line compliance monitoring across business activities.
- Manage Code of Conduct breaches, compliance incidents, customer complaints, and internal investigations with relevant stakeholders.
- Oversee MAS licensing requirements for appointed representatives and ensure regulatory obligations are met.
- Support compliance operations through audits, internal reviews, regulatory documentation, and continuous enhancement of the firm's compliance framework.
Apply Today
Please send your resume, in WORD format only and quote reference number LT13475879 , by clicking the apply button. Please note that only short-listed candidates will be contacted.
Robert Half International Pte Ltd. Co. Registration no.: 200612189E | EA Licence no.: 07C5595 | Lucas Tan EA Registration no.: R1330519
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