Manager - Regulatory Compliance (Non Financial Crime Compliance)

CAPITEX Sharjah, United Arab Emirates

Posted 7 days ago Permanent Competitive

We are seeking an experienced Regulatory Compliance Manager to support the Head of Regulatory Compliance in ensuring the bank meets all applicable regulatory requirements beyond Financial Crime (AML, KYC, CTF, Sanctions).

This role is central to driving regulatory assurance across the business, managing regulatory interactions, and ensuring ongoing compliance with CBUAE regulations .

Regulatory Assurance & Monitoring

Conduct regulatory compliance assessments across the bank using internal frameworks (RMS)
Analyse responses, review supporting evidence, and identify compliance gaps
Track and follow up on remediation actions with business stakeholders
Maintain and update regulatory breach registers and trackers
Support assurance activities across both regulatory and non-regulatory functions

Regulatory Engagement & Reporting

Act as a key point of contact for regulatory interactions, including CBUAE requests and inspections
Support correspondence between the bank and regulators, ensuring timely and accurate submissions
Ensure all regulatory reporting obligations are met within deadlines
Assist in escalating material breaches to senior management and regulators

Regulatory Advisory & Governance

Provide clear and timely regulatory advice to internal stakeholders
Review regulatory notices and ensure accurate communication across the business
Maintain and enhance the internal regulatory library covering CBUAE requirements
Prepare reports and submissions for governance forums (e.g. Compliance Committee, Board Risk Committee)

Policies, Training & Oversight

Review policies, procedures, and product programmes to ensure regulatory alignment
Support FATCA/CRS reporting, monitoring, and compliance activities
Contribute to regulatory training and awareness programmes
Ensure weekly dashboards and internal MIS reporting are delivered on time

Requirements
Experience

Minimum 8 years' experience within banking or financial services
At least 5 years in Regulatory Compliance (essential)
Experience interacting with regulators (preferably CBUAE)
Background in Audit or Legal is advantageous

Education & Certifications

Bachelor's degree (minimum requirement)
Professional certifications such as ACAMS or equivalent are preferred

Skills & Competencies

Strong knowledge of CBUAE regulations and regulatory frameworks
Excellent analytical, problem-solving, and decision-making skills
Strong communication and stakeholder management abilities
High attention to detail and organisational skills
Ability to work independently and manage multiple priorities

Job ID E587F2C477

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