One Ten Associates are partnering with a boutique hedge fund that is looking to hire a Compliance Manager on a part time basis (3 days per week). This role will report into the COO (who holds the SMF16/17 functions) and will be a generalised compliance position.
The position will be offered with a hybrid working pattern (2 days in the office, 1 day at home).
The duties will include:
- Provide regulatory advice to senior stakeholders/board (FCA, SEC and other relevant global regulations)
- Develop, implement and maintain compliance policies/procedures
- Oversee/manage the central compliance function, including Code of Ethics, Gifts & Entertainment, Personal Account Dealing, Conflicts of Interest etc...
- Conduct regulatory reporting/filings (FCA, SEC, CFTC, NFA)
- Carry out compliance monitoring reviews/surveillance
The ideal candidate will have a minimum of 7+ years experience, having worked within the hedge fund industry. This is a permanent, part time role and we're seeking compliance professionals who are interested in a long term position which is part time and will not be seeing this as a short term position or seeking a full time position.
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