What does a Compliance Officer do in the financial services industry?
A compliance officer is responsible for ensuring that a company complies with legal and regulatory requirements, as well as internal policies and procedures. In the financial services industry, compliance officers ensure that their company operates within the boundaries of laws and regulations related to securities trading, money laundering, and consumer protection. They also monitor and report any suspicious activity, investigate complaints, and make recommendations to senior management on how to improve the company's compliance programs. Compliance officers need to have strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills to collaborate with different departments and stakeholders. They typically hold a bachelor's degree in finance, accounting, or a related field and may also have relevant certifications such as Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS).
How many Compliance Officer jobs are there in Hong Kong?