Company Introduction:
We're home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.
HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Job Summary:
You will support the Listing Regulation and Enforcement Department of Hong Kong Exchange and Clearing Limited, in discharging its regulatory functions.
Job Duties:
Responsibilities
Location:
HK-ONE ES 43/F
Shift:
Standard - 40 Hours (Hong Kong SAR)
Scheduled Weekly Hours:
40
Worker Type:
Permanent
We're home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.
HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Job Summary:
You will support the Listing Regulation and Enforcement Department of Hong Kong Exchange and Clearing Limited, in discharging its regulatory functions.
Job Duties:
Responsibilities
- Provide operational and professional support in relation to the enforcement and disciplinary work of Listing Regulation and Enforcement Department
- Coordinate the provision of assistance to other regulators and enforcement agencies by responding to their requests for information and/or documents
- Manage, maintain and operate reports and databases, including strategic/regular reporting, conducting conflict and compliance history checks
- Provide administrative support, including management and production of case documents
- Draft documents and correspondence
- Assist in delivering a wide range of legal and non-legal projects undertaken by the Department
- Bachelor's Degree in Law or a related discipline
- At least one year of experience as a paralegal at a law firm or comparable institution; a background in litigation or regulatory matters will be an advantage
- Diligent, well-organised, attentive to detail
- Energetic and willing to learn
- Proficient in conducting research
- Good team player with good interpersonal and communication skills
- Proficient in MS Word, Excel, Outlook and PowerPoint
- Working knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices will be an advantage
- Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential.
Location:
HK-ONE ES 43/F
Shift:
Standard - 40 Hours (Hong Kong SAR)
Scheduled Weekly Hours:
40
Worker Type:
Permanent
Job ID R004097
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Hong Kong Exchanges and Clearing Limited (HKEX) is a publicly-traded company (HKEX Stock Code: 388) and one of the world’s leading global exchange gro...
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Hong Kong Exchanges and Clearing Limited
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