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Compliance Officer, Investment Boutique

Hays London, United Kingdom
Posted 12 days ago In-Office Job Permanent GBP80000.0 - GBP110000.0 per annum + £85-105k base plus bonus and benefits

Compliance Officer, Investment Boutique

Hays London, United Kingdom
Global emerging markets investment management boutique seeks a mid-level Compliance Officer to oversee its activities across the UK and US

Global emerging markets investment management boutique seeks a mid-level Compliance Officer to oversee its activities across the UK and US. Reporting to the overseas-based Chief Legal & Compliance Officer and working alongside the CIO, this is a hands-on generalist opportunity, partnering the business with proactive regulatory advice and responding to queries. The successful applicant will be expected to keep abreast of developing regulations impacting the firm and advising portfolio management accordingly. Duties span the entire breadth from compliance policy and procedures, investment guidelines, third party due diligence and AML, extending to paralegal matters such as NDA's. Candidates are sought with a minimum of six years' buyside compliance, including working knowledge of SEC rules and filings as a necessity, additionally to FCA. This is an excellent opportunity with a clear pathway for progression to a global role over the long term.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

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Job ID  4811501
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